See all roles

Regulatory Compliance Auditor

Work from home Full-time role Hiring

Description: PGX, LLC is a professional services firm serving the many needs of leading consulting firms that provide risk management services including outsourced internal audit needs of community banks and credit unions. Over the years, we have become a leading provider of professional placement for internal auditing and regulatory compliance services to leading consulting firms in the NY/NJ/PA region. We are seeking Regulatory Compliance audit professional to work within the internal audit division of a leading risk management consulting firm located in Central New Jersey to service the needs of Community Banks and Credit Unions. We are seeking an individual with some general banking regulatory compliance experience who has a strong desire to expand their career path with a consulting firm that provides out-sourced Internal Audit services for various financial institutions in the New York Tri-State area. Position: Auditor Responsibilities:

  • Responsible for timely completion of regulatory compliance internal audits for clients
  • Review and assess the adequacy of clients internal controls, policy and procedures and the banks ability to meet regulatory compliance
  • Conduct audit testing of specified area and identify reportable issues and dimension of risk
  • Production of audit reports that include findings and recommendations for improvement of operations and enhancing exiting controls
  • Interface with senior client management
  • Maintain proficiency in all aspects of applicable regulations, policies and best practices in order to provide the most efficient and constructive service to our clients
  • Participate in client meetings and executive presentations Requirements:
  • Self-starter, ability to work in a fast-paced environment while managing competing priorities
  • BS/BA
  • 3-5 years Professional experience (at a community bank or credit union is a plus)
  • Certification or advanced degree a plus (Firm will assist with obtaining CRCM designation)
  • Flexible remote working environment
  • Professional experience that includes operational and/or lending compliance, particularly in the areas of TRID, TILA, RESPA, FCRA, FACT Act, Flood, HMDA (Regulation C), HPML, CRA and Fair Lending, as well as advertising compliance, Bank Protection Act, declined loans, E-Sign, Electronic Fund Transfer Act (Regulation E), Funds Availability (Regulation CC), FACT Act, privacy regulations, identity theft, etc.
  • Banking or mortgage experience a plus
  • Experience in internal auditing not required
  • Strong Computer and analytical skills
  • Familiar with arenaflex PC products
  • Must be hands-on and have excellent communication skills Compensation: Salary commensurate with experience. Total compensation includes incentive bonus, retirement plan with match and profit-sharing opportunity and comprehensive benefits including medical, dental, life insurance and LTD. Other Relevant Information:
  • Regularly required to sit, use hands and fingers, handle or feel objects, use tools or controls, reach with hands and arms, talk and/or hear. Frequently is required to stand and walk, and may need to use stairs, escalators, and elevators. The employee must occasionally lift and/or move up to 25 pounds. Specific vision abilities required by the job include close vision, distance vision, peripheral vision, color vision, depth perception, and the ability to adjust focus
  • Adherence to the Firms dress code, ensuring that personal appearance and conduct are always consistent with a professional image
  • Other relevant requirements will be provided Apply tot his job Apply tot his job Apply tot his job Apply tot his job

Apply tot his job Apply To this Job

You might like

QA Auditor, Appeals and Grievances - Remote

Work from home Full-time role

Marketing Systems Engineer (Remote)

Work from home Full-time role

GTM Engineer (Growth & Revenue Automation)

Work from home Full-time role

AWS Solution Architect - remote

Work from home Full-time role

Automation Tester ( Remote )

Work from home Full-time role

Lead API Python + AWS Developer - REMOTE

Work from home Full-time role

[FULL TIME Remote] Cloud Consultant, WWPS US Federal DoD ProServe

Work from home Full-time role

AWS Infrastructure Solutions Consultant (Sales role)

Work from home Full-time role

Senior Software Architect – Cloud-Native Products (Azure)-Remote within EST and CST

Work from home Full-time role

Trainee AWS Solutions Architect

Work from home Full-time role

Managing Editor - Americas News Desk Job at Bloomberg in New York

Work from home Full-time role

Product and Solutions Sales Specialist 4

Work from home Full-time role

[PART_TIME Remote] Require Cedar Park NBDHE Tutor in Cedar Park

Work from home Full-time role

Experienced Customer Care Representative – Delivering Exceptional Client Experiences in a Fast-Paced Environment at blithequark

Work from home Full-time role

EXHIBITION DESIGNER

Work from home Full-time role

Experienced Remote Customer Care Specialist – Delivering Exceptional Support in a Dynamic Financial Services Environment at blithequark

Work from home Full-time role

Associate, Learning and Development Operations

Work from home Full-time role

Mortgage Protection (Remote)

Work from home Full-time role

Experienced Pharmacy Technician - Retail Customer Care Specialist

Work from home Full-time role

Looking for Kindergarten Teaching Assistant in Indiana

Work from home Full-time role